Mark Smith

An experienced financial services professional with a track record of advising Boards on managing conduct risk and regulatory relationships during periods of change. Extensive experience of creating and embedding board policies, systems of governance and oversight frameworks.   25 years of experience in protection, pensions, investment, platform and financial advice businesses. Recently FCA/PRA approved for Compliance Oversight and MLRO functions for a growing Friendly Society (SMF 16 and 17) and Data Protection| Officer.

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