Consultation 2019
AFM responses to a range of consultations from regulators and other policymakers. We concentrate on proposals that are likely to have a material affect on our members or on the mutual business model.
Consultation Responses
Consultation Responses
Click on the links to view or download a Consultation Response.
Consultation 2018
- Response to PRA on managing the financial risks of climate change
- Response to FCA on fees and levies for 2019/20
- Response to PRA on fees and levies for 2019/20
- Response to FCA on increased limits for FOS
- Response to FCA on a duty of care
- Response to FRC on corporate governance code for private companies
- Response to FCA documents on approach to supervision and enforcement
- Response to PRA CP8/18 on audit of the SFCR
- Response to PRA CP2/18 on regulatory reporting
- Response to FCA paper on its approach to competition
- Response to FRC on revisions to the UK corporate governance code
- Response to FCA paper 'Our future approach to consumers'
- Response to FCA CP17/36, FSCS funding review
- Response to FCA CP17/38, regulatory fees and levies
Consultation 2017
- AFM response to FCA CP17/33, Implementing the IDD (3)
- AFM response to FCA occassional paper on the Ageing Population and Financial Services
- AFM response to PRA CP14/17, extension of SM&CR to insurers
- AFM response to FCA CP17/25, extending SM&CR to insurers
- AFM response to PRA CP16/17, regulatory fees and levies
- AFM response to FCA CP17/23, IDD implementation (2)
- AFM response to FCA CP17/32, Quarterly consultation
- AFM response to FCA consultation on asset management remedies
- AFM response to PRA consultation on optimisations to SIMR, CP8/17
- AFM response to EIOPA on advice to the European Commission on the Solvency 2 Directive
- AFM response to FCA on IDD implementation 1
- AFM response to EIOPA consultation 17-001, on Insurance-Based Investment Products under IDD
- AFM response to FCA consultation on FSCS funding
- AFM response to government Green Paper on Improving Lives
- AFM rersponse to BEIS green paper on Corporate Governance
- AFM response to FCA Mission
2016
AFM has made the following consultation responses this year:
- AFM response to FRC on changes to PN20
- AFM response to Treasury Select Committee on inquiry into EU insurance regulation
- AFM response to FCA on Mutual Deferred Shares
- AFM response to Treasury on Mutual Deferred Shares (September 2016)
- AFM response to FCA on changes to disclosure resulting from PRIIPs
- AFM response to PRA on external audit of Solvency 2 public reporting (July 2016)
- AFM response to IAIS on the Regulation and Supervision of Mutuals
- AFM response to HMRC on part surrenders and part assignments of life insurance policies
- AFM response to PRA on CP18/16, reporting requirements for non-directives
- AFM response to call for evidence from the Commission on Dormant Accounts
- AFM response to PRA on CP13/16, Solvency 2: remuneration requirements
- AFM response to FCA on TR16/2, fair treatment of longstanding customers
- AFM response to PRA on CP10/16, PRA fees and levies
- AFM response to FCA on increasing transparency and engagement on renewal of general insurance
- AFM response to PRA on external audit of public disclosures under Solvency 2
- AFM response to HMRC on large businesses transparency strategy
2015
- AFM response to Treasury on lifestyling CTFs
- AFM response to PRA on audit committee requirements
- AFM response to FRC on enhancing confidence in audit
- AFM response to PRA on SIMR for non-directive firms
- AFM response to PRA on prudential regime for non-directive firms
- AFM response to FCA on changes to the Approved Persons Regime for non-directives
- AFM response to PRA on board responsibilities
- AFM response to PRA on UK GAAP and Solvency 2
- AFM response to FCA and PRA on whistleblowing
- AFM response to PRA on SIMR for non-directive firms
- AFM response to FCA on changes to approved person regime for non-directive firms
- AFM response to FCA and PRA on changes to approved persons regime for Solvency 2 firms
- AFM response to PRA and FCA consultation, approach to NEDs
- AFM response to FRC on audit and ethics
- AFM response to Law Commission on stutory repeals
- Combined industry response to HMRC on guidance for CTF to JISA transfers
- AFM response to PRA on Solvency 2 implementation
- AFM response to PRA on Senior Insurance Managers regime
- AFM response to FCA on Approved Persons regime
- AFM response to FCA consultation on regulatory capital instruments, CP14/23
2014
- AFM response to HMRC on changes to Child Trust Fund and Junior ISA
- AFM response to PRA consultation CP22/14, PRA's approach to with-profits
- AFM response to PRA consultation CP21/14, policyholder protection
- AFM response to PRA consultation CP14/16, transposition of Solvency 2
- AFM Response to GC14/3: Retail Investment Advice
- AFM response to HMT consultation on Solvency 2
- AFM response to HMT consultation on freedom and choice in pensions
- AFM response to FRC consultation on changes to the UK Corporate Governance Code
- AFM letter to HMRC regarding Common Reporting Standards
- AFM response to ABI consultation on unit linked funds
- AFM response to PRA CP2/14, PRA rulebook
- AFM response to FRC on Risk Management and Going Concern
- AFM response to FCA consultation on new options for fee-raising
2013
- AFM response to FRC on Directors' Remuneration
- AFM response to PRA consultation CP09/13, Solvency 2 guidelines
- AFM response to FRC exposure draft on the strategic report
- AFM response to FRC consultation on FRS103
- AFM response to IASB exposure draft on insurance contracts
- AFM response to CP13/9, c13- investing in authorised funds through nominees
- AFM comments on FATCA Crown Dependency agreements
- AFM response to Treasury consultation on the Child Trust Fund
- AFM response to EIOPA consultation CP13-011, pre-application for internal models (on request)
- AFM response to EIOPA consultation CP13-010, reporting (on request)
- AFM response to EIOPA consultation CP13-009, forward looking assessment of risk (on request)
- AFM response to EIOPA consultation CP13-008, systems of governance (on request)
- AFM response to EC consultation on mutual societies
- AFM response to DP13/1, Transparency
- AFM response to C21 leadership
- AFM response to CP12/38
- AFM letter to HMRC re changes to Qualifying Policies
- AFM response to CP12/35, temporary product intervention
2012
- AFM response to CP12/28, regulatory fees and levies
- AFM response to a new approach to financial regulation, Dec 12
- AFM response to FATCA IGA
- AFM response to time apportioned reductions
- AFM response to CP12/27 c2 (Holloway under RDR)
- AFM response to CP12/13 (Transposition of Solvency II)
- AFM response to Treasury on Qualifying Policies
- AFM response to financial sector resolution
- AFM response on future of building societies
- AFM response to CP12/10, Product Projections
- AFM response to CP12/11, C4. Insurance Modification
- AFM response to changes to UK Corporate Governance Code
- AFM response to CP12/07, FSCS rule changes
- AFM response to TSC inquiry on corporate governance
- AFM response on FATCA regulations
- AFM response to future of Financial Reporting
- AFM response to CP12/3, Regulatory fees
- AFM response to Treasury consultation on Solvency II
- AFM response to CP11/22, Transposition of Solvency II
- AFM response to EIOPA consultation on the ORSA (on request)
- AFM response to EIOPA consultation on reporting (on request)
- AFM response to CP11/26, legacy assets
- AFM response to CP11/25, RDR
- AFM response to call for evidence, mutualisation (on request)
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